How to Generate Compliant Financial Content with AI

Select a topic relevant to your practice area

Choose a topic that aligns with your expertise and your target audience's interests. Financial content platforms typically offer topic suggestion tools or template libraries organized by practice area, such as retirement planning, portfolio management, or mortgage education.

Choose your target format and jurisdiction

Select 'Blog Post' as the content format and specify your regulatory jurisdiction. For US-based advisors, this generally means SEC and FINRA rules. For Canadian advisors, select CIRO as the applicable regulatory body. This ensures the compliance scanner applies the correct rule set.

Configure content parameters

Set the content length, tone, and any specific points you want the article to cover. If brand voice training is available on your plan, ensure your brand profile is active so the generated content matches your established communication style.

Generate the content

Initiate the content generation process. The AI will produce a draft that passes through hallucination prevention layers, including input filtering, verification passes, and fact scanning. This process typically takes less than a minute.

Review the compliance scan results

Examine the compliance scan output, which generally includes flagged items with severity indicators. Address any warnings or violations by accepting the suggested corrections or making manual edits. Common flags may include performance guarantees, unsubstantiated claims, or missing disclaimers.

Submit for final approval and publish

If your firm requires compliance officer review, submit the content through your approval workflow. Once approved, you can publish directly to your website, schedule it on the content calendar, or export it for use in other channels.

Navigate to the Brand Voice section

Access the brand voice settings from your dashboard. This feature is available on all plans — Starter includes 1 brand voice profile, Professional includes 2, and Team offers unlimited profiles. The brand voice profile applies to all content generated from your account.

Upload 3 to 5 writing samples

Provide examples of your existing written content, such as previous blog posts, newsletters, or client communications. The AI analyzes these samples to identify patterns in your tone, vocabulary, and sentence structure.

Review the generated voice analysis

The platform will produce a summary of your detected communication style, including tone descriptors, vocabulary preferences, and structural patterns. Review this analysis to ensure it accurately reflects how you want to communicate with your audience.

Adjust style preferences if needed

Fine-tune the detected voice profile by adjusting parameters such as formality level, technical depth, and personality characteristics. These adjustments help the AI produce content that more closely matches your intentions.

Test with a sample generation

Generate a test piece of content using your new brand voice profile. Compare the output against your existing content to verify consistency. You can iterate on the profile settings until the output meets your expectations.

Select the source content from your library

Open your content library and choose an existing piece of content that you want to repurpose. This is typically a blog post or newsletter that has already passed compliance review.

Choose the target format

Select the format you want to convert the content into. Common conversions include blog post to LinkedIn post, blog post to newsletter, newsletter to social media captions, and blog post to video script.

Review format-specific adjustments

The platform will adapt the content to the conventions of the target format, including length constraints, structural requirements, and tone adjustments. LinkedIn posts, for example, are generally shorter and more conversational than blog posts.

Run compliance scanning on the repurposed content

The repurposed content undergoes a fresh compliance scan to ensure that the format conversion has not introduced any regulatory issues. Different formats may have different compliance considerations.

Publish or schedule the repurposed content

Once the repurposed content passes compliance review, publish it to the appropriate channel or schedule it on your content calendar. This allows you to maintain a consistent publishing cadence across multiple platforms.

Enable audit trail logging in your account settings

Verify that compliance audit trail logging is enabled in your account settings. This feature is generally available on all plans and records every content generation event, compliance scan result, edit, and approval action.

Use the built-in approval workflow

Route content through the approval workflow before publication. This creates a documented record of who reviewed the content, what changes were made, and when the content was approved for publication.

Review the audit trail regularly

Access the compliance audit section from your dashboard to review recent activity. The audit trail typically shows content creation dates, compliance scan results with flagged items, edit history, and approval records.

Export audit records for compliance review

Export your compliance audit trail records in a structured format for submission to your compliance department or for use during regulatory examinations. The export generally includes timestamps, content versions, scan results, and approval chains.

Connect your LinkedIn account

Navigate to the LinkedIn integration section in your dashboard settings. Follow the OAuth authorization flow to connect your LinkedIn profile. This grants the platform permission to publish content on your behalf.

Generate or select content for LinkedIn

Create a new LinkedIn post using the content generator, or select an existing piece of content from your library and repurpose it for LinkedIn format. Ensure the content has passed compliance scanning.

Schedule the post on your content calendar

Use the content calendar to select a date and time for publication. The platform may suggest optimal posting times based on general LinkedIn engagement patterns. You can schedule multiple posts in advance.

Review the scheduled post before publication

Preview the post as it will appear on LinkedIn, including any formatting, hashtags, and character count. Make any final adjustments before confirming the schedule.

Monitor post performance

After publication, track post performance through the analytics section of your dashboard. Metrics may include impressions, engagement rate, and profile visits. Use these insights to inform your future content strategy.